The Commodity Futures Trading Commission (CFTC) has issued an order of filing and settling charges against Falcon Labs, Ltd., a Seychelles-based company, for not being a futures commission merchant (FCM) which is a violation of the law.

商品期货交易委员会 (CFTC) 已发布一项命令，对总部位于塞舌尔的 Falcon Labs, Ltd. 提起诉讼并达成和解，指控其不是期货经纪商 (FCM)，违反了法律规定。

This action is the first time that the CFTC has charged an unregistered FCM for helping people to access digital asset exchanges. The company is now prohibited from carrying out unregistered FCM activities and is to pay huge financial penalties.

此次行动是 CFTC 首次针对帮助人们访问数字资产交易所的未注册 FCM 进行指控。该公司现已被禁止开展未经注册的 FCM 活动，并将支付巨额罚款。

Falcon Labs Unregistered Activities and Penalties

Falcon Labs 未注册的活动和处罚

Falcon Labs was caught in soliciting and accepting orders for digital asset derivatives from U. S. customers between October 2021 and March 2023. Being a middleman, the company allowed customers to trade on different digital asset exchanges without the need to give customer-identifying information by creating main accounts and sub-accounts. Such an arrangement made it possible for Falcon Labs to operate without the mandatory FCM registration.

Falcon Labs 在 2021 年 10 月至 2023 年 3 月期间涉嫌向美国客户招揽和接受数字资产衍生品订单。作为中间人，该公司通过创建主要的交易平台，允许客户在不同的数字资产交易所进行交易，而无需提供客户身份信息。账户和子账户。这样的安排使得 Falcon Labs 无需强制 FCM 注册即可运营。

Consequently, the CFTC’s order compels Falcon Labs to terminate its unregistered activities and pay financial penalties. As a result, the company is required to pay $1,179,008 in disgorgement and $589,504 in civil monetary penalty.

因此，CFTC 的命令迫使 Falcon Labs 终止其未注册的活动并支付罚款。因此，该公司需要支付 1,179,008 美元的非法所得和 589,504 美元的民事罚款。

The reduced penalty is due to Falcon Labs’s fully cooperating with the CFTC’s Division of Enforcement. Ian McGinley, the Director of Enforcement, said that the CFTC will maintain market integrity and charge any entities, whether exchanges or intermediaries, that provide unregistered digital asset services.

处罚的减轻是由于 Falcon Labs 与 CFTC 执法部门的充分合作。执法总监 Ian McGinley 表示，CFTC 将维护市场诚信，并向任何提供未注册数字资产服务的实体（无论是交易所还是中介机构）收取费用。

CFTC Enforcement and Cooperation

CFTC 执法与合作

The CFTC’s enforcement action against Falcon Labs is part of its general policy to regulate the digital asset markets. The Commission’s decision to charge an intermediary is a great step in its continuous struggle to enforce the registration requirements. The CFTC expects that Falcon Labs’ cooperation and remediation will inspire other non-compliant digital asset intermediaries to come forward.

CFTC 针对 Falcon Labs 的执法行动是其监管数字资产市场总体政策的一部分。委员会决定向中介机构收费，这是其不断努力执行注册要求的重要一步。 CFTC预计Falcon Labs的合作和整治将激励其他不合规的数字资产中介机构挺身而出。

From October 2021 to March 2023, Falcon Labs obtained a net fee of $1,179,008 from customers who traded digital asset derivatives. Following the CFTC’s complaint against Binance and other related entities for the same reasons, Falcon Labs voluntarily improved its controls for determining customer locations. This proactive action was taken into account in the reduced monetary penalty.

2021年10月至2023年3月，Falcon Labs从交易数字资产衍生品的客户那里获得了1,179,008美元的净费用。在 CFTC 出于同样原因对币安和其他相关实体提出投诉后，Falcon Labs 自愿改进了对确定客户位置的控制。减少罚款考虑了这一主动行动。

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The post Breaking: CFTC Fines Falcon Labs for Unregistered Digital Asset Services appeared first on CoinGape.

突发新闻：美国商品期货交易委员会 (CFTC) 因未注册数字资产服务对 Falcon Labs 处以罚款，这篇文章首先出现在 CoinGape 上。